• Balance between risk
  and return

• Preemptive measures
  and reporting

• All employees comply with the firm’s risk management policy and act as their own first level risk manager

• Risk management division operates independently from the asset management and operating divisions

• Fund Set-Up Phase

  Evaluate business feasibility and risk, conduct on-site due diligence and review by third-party professionals

  Identify and analyze potential risks for different types of investments

  Mitigate and minimize the risks, where possible, the fund is exposed to

  Preliminary investment committee review and approval from the Investment Committee

• Fund Management Phase

  Set and update key risk factors to monitor

  Assess fund performance

  Conduct periodic risk assessment on the fund

  Propose plans to resolve or minimize loss should any identified risk materializes

• Fund Liquidation Phase

  Manage risks associated with liquidation

  Analyze success and failure factors

  Document, record management know-hows acquired over the life span of the fund

Report to CEO, Risk Management Committee

• 01

  Market Risk

  Implement appropriate hedging strategies suitable to the market condition at the time in order to minimize loss in forecast returns

• 02

  Credit Risk

  Pre-assess and monitor change in counter-party’s financial position and credibility

• 03

  Liquidity Risk

  Manage required liquidity considering the extension of currency futures contracts and other costs

• 04

  Operational Risk

  Prepare and improve risk assessment processes to avoid operational failures

• 05

  Legal Risk

  Compliance officer to review key contracts and process, Prior to execution

  Consult with related authorities and/or seek professional legal opinions on matters pertaining to tax and regulations

• 06

  Reputational Risk

  Engage in fair and transparent arm’s length transactions